Skematic

Skematic was purpose-built for compliance to handle regulatory demands - linking policies to execution, tracking every action, and delivering exam-ready documentation. Trusted by 200+ compliance teams who wanted more from their existing systems. Learn more at skematic.com #CCO #Compliance #RegTech #FinancialServices #GRC #ComplianceWorkflow

#ICYMI: We just dropped a new playbook on integrating risk management into compliance programs. Every CCO knows the pain – cybersecurity issues land on your desk, HR violations become "compliance matters," and suddenly you're managing everything except what regulators actually examine. This playbook cuts through that noise. It's a practical guide for building compliance programs that are strategic, not just reactive. The reality? Not all compliance risks deserve the same attention. Your resources aren't unlimited, and regulators expect you to focus on what actually matters. We walk through how to: - Build a risk scoring framework that drives real decisions - Design controls that are sustainable (not heroic efforts) - Create monitoring that works in real-time, not just during audits The full playbook includes sample frameworks, control effectiveness logs, and monitoring templates you can actually use. Download it today: https://hubs.li/Q03tyWYW0

We're excited to announce that a growing dual-registered firm (RIA and Broker-Dealer) with $8B in AUM has joined the Skematic client community! The Chief Compliance Officer faced a complex challenge: managing compliance operations across both SEC and FINRA requirements while building scalable processes for continued growth. Despite having access to existing tools, the firm needed a solution that wouldn't require extensive internal build-out. "I love what you guys are doing at Skematic. I don't want yet another system I have to learn and build myself. With my current system, I had to build everything out, and I'm never going to do that again." After evaluating their options, including existing workflow solutions, they recognized the need for a purpose-built compliance platform with white-glove implementation. The firm selected Skematic for our white-glove approach - we do the heavy lifting of building out their dual compliance programs while they focus on running their business. They particularly valued Skematic's ability to handle both RIA and Broker-Dealer requirements in a single platform, with entity-based filtering to toggle between different regulatory frameworks as needed. #ComplianceTechnology #FinancialServices #RegulatoryCompliance #RiskManagement #Regtech #SEC #FINRA #DualRegistration #RIA #BrokerDealer

The Skematic team continues to grow. Know anyone who you think would be a good fit? Invite them to apply via the link below! https://lnkd.in/exsC6WNN?

Wishing our US colleagues, clients, and partners a safe and enjoyable July 4th weekend! Take time to relax, recharge, and celebrate with the people who matter most. We'll see you back here next week!

Compliance teams shouldn't need a PhD in spreadsheet archeology to prove they're doing their job correctly. We built something different - a compliance operating system that actually works the way compliance teams think. Take 30 seconds to watch a quick demo and see what we mean: https://hubs.li/Q03tyV5p0 #ComplianceOps #RegTech #Compliance #FinancialServices #SEC #FINRA #Skematic #ComplianceOS

“Where’s that policy?” “Did that task get done?” “Who’s handling this case?” When you’re manually managing everything in your compliance program, the mental load adds up fast. Read on to learn how Skematic can help prevent you from being the human compliance dashboard: https://hubs.li/Q03tyV-40 #Compliance #RegTech #CCO #FinancialServices #PrivateEquityCompliance #HedgeFundCompliance #RIACompliance #Skematic

🎉 We're excited to announce that a growing Private Equity firm with $400M in AUM has joined the Skematic client community! Their VP of Compliance faced a familiar challenge: building a robust compliance program from the ground up while also overseeing Finance. "I was running our compliance program in spreadsheets and that's simply not sustainable. Because I'm managing both finance and compliance, I needed a tool to stay organized and actually have everything logged and documented. This is especially important as we scale." After evaluating various compliance solutions, they recognized the need for a centralized platform designed to grow with their firm. They selected Skematic to systematize operations, create institutional knowledge, and ensure regulatory readiness as they expand. Starting strong sets the tone for everything that follows. Ready to futureproof your compliance program?

Unsure if your compliance program covers all the bases? You’re not alone. From scope creep to shifting regulatory priorities, even the most seasoned compliance teams can struggle to keep everything aligned, documented, and defensible. That’s why we created a Risk Management Playbook: a step-by-step guide designed to help compliance leaders integrate risk management into their overall compliance program. Inside you’ll find: 📌 A framework to map your compliance scope 📌 A practical risk scoring matrix 📌 Sample control templates 📌 Tips to operationalize your program smartly Whether you're refreshing your approach or starting from scratch, this playbook will help you turn risk awareness into real-world risk management. 👉 Download the full guide: https://lnkd.in/ekmZxhw4 #compliance #riskmanagement #regtech #internalcontrols #complianceofficer #sec #investmentadviser #skematic

Picture this: Summer's finally here, you're on vacation with feet in the sand... and your phone starts buzzing with work questions. "Where's the quarterly compliance checklist?" "When was the last vendor review completed?" "How do I access the audit trail for that case?" When you're a small compliance team, one person taking a well-deserved summer vacation can throw everything into chaos. The person covering has to dig through emails, hunt down spreadsheets, and guess where things stand. With Skematic, your entire compliance program lives in one place. Every task, every deadline, every piece of documentation is clear. Your colleague can see exactly what needs to be done, when it's due, and where all the supporting materials are stored. No frantic pings that interrupt your beach time. No scrambling to piece together information from scattered files. Just smooth operations that keep running whether you're soaking up sun or holding down the fort. #Compliance #FinancialServices #CCO #RegTech #GRC